Key Responsibilities:
- Ensure full compliance with SEBI (Alternative Investment Funds) Regulations, 2012, and other applicable securities laws.
- Liaise with SEBI, RBI, and other regulatory authorities on filings, audits, and inspection requirements.
- Monitor and ensure timely filing of all statutory reports, disclosures, and returns, including quarterly and annual compliance reports.
- Maintain up-to-date knowledge of changes in SEBI and other relevant regulations affecting VC and PE operations.
- Review and update compliance manuals, policies, and procedures to reflect latest regulatory changes.
- Coordinate with Foreign Institutional Investors (FIIs), Limited Partners (LPs), and offshore fund entities to ensure adherence to FEMA, FPI, and cross-border investment regulations. Oversee KYC, AML, and FATCA/CRS compliance for foreign investors.
- Supervise compliance checks for fund formation, fundraising, capital deployment, and exits.
- Conduct regular compliance reviews and risk assessments. Identify potential compliance gaps and develop mitigation strategies.
- Serve as the primary compliance point of contact for investors, regulators, and legal advisors.
- Manage due diligence processes during fund-raising and investment transactions.
Key Requirements & Qualifications
- Chartered Accountant / Company Secretary / with strong regulatory background.
- 5-8 years of experience in compliance roles within Venture Capital, Private Equity, or Investment Banking firms.
- In-depth understanding of SEBI AIF Regulations, FEMA, Companies Act, and relevant RBI guidelines.
- Experience dealing with foreign institutional investors and cross-border investment structures.
- Excellent communication and stakeholder management skills.
- Strong analytical, documentation, and process management abilities.